Bringing back Passenger Acceptance via Facial Recognition at German Airports

Introduction

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This paper examines the general passenger acceptance at German airports to employ a seamless passenger process by using facial recognition systems.

IATA surveys in 2019 showed that 70% of passengers have a good or very good attitude towards facial recognition. Additionally, when looking at the general population’s opinion on facial recognition technology not limited to airports, 26.2% agreed with the statement that “The government should strictly limit the use of facial recognition technology”. When asking the same question in the context of airports and speeding up security lines, only 20% agreed to the statement mentioned above. This shows that facial recognition technology is more widely accepted in the context of airports than if the general acceptance is questioned. This acceptance of facial recognition technology will grow with the health aspects of a contactless journey (International Air Transport Association,2019, 2020. Global Passenger Survey).

The general passenger acceptance for German airports was audited by developing and conducting a survey at two airports. Both surveys were done pre covid in the beginning of 2020. We assume that passenger acceptance in post covid times even will be higher, as one aspect of using biometrics and especially facial recognition has moved much more into the focus of all travelers: a contactless journey with a maximum of safety avoiding virus transmission by touching of screens, machines and other equipment.

The first survey took place at Stuttgart Airport, being the sixth largest airport in Germany with 12.7 million passengers in 2019. To cover different passenger pattern, a second survey was conducted at Frankfurt Airport, representing the largest airport in Germany with more than 70.5 million passengers in 2019. With a share of roughly 60%, the majority of passengers travel through Frankfurt Airport as transfer passengers.

Advantages of using biometric identification systems

The main advantage of identification based on biometric systems is the inseparability of a person’s identity and their biometric features; it cannot be transferred to another person. Biometric identification systems have many application fields and are used to varying degrees in different countries. In China for example, the use of these systems is a prerequisite for many daily activities such as the completion of a mobile phone contract. The recordings of publicly placed cameras are used to secure buildings, detect traffic offences and uphold security. In Europe the usage of facial recognition as a methology of surveillance is seen more critical. But biometric identification systems are also used in the airline industry to reduce touchpoints and improve customer satisfaction. With the background of pandemic health safety improvements a contactless journey with a minimum of risk of virus transmission will get mandatory for the recovery of the aviation industry.

As facial recognition technology has become more present in today’s world, people have voiced concerns about the impacts on each individual’s life. These include the loss of privacy, false identification possibly due to racial aspects, unintentional data publications and mass surveillance by the government or other organizations.

 Using facial recognition systems to enter the security area or board the aircraft has been tested in many airports. The technology is ready. The next years – and the pandemic aspects will speed this up – will bring a wide range of installations of contactless processes for passengers using biometric technology.

The end-to-end process using biometric data should start with the passenger registering their biometric data before check-in. When checking in or entering the security area the passenger identifies themselves using a facial recognition scan. After the security control and, depending on a passenger’s destination, a border control based on the biometric scan, the passenger arrives at the gate and boards the airplane by identifying with his or her biometric scan instead of the boarding passes and passports.

In order to implement facial recognition systems, the required technology must be provided. There are a number of companies generating facial recognition system solutions in the areas of for aviation and the travel industry. The industry is fast growing.

European legal background for using biometrics

The legal background of using biometrics in the travel industry has to be clearly defined. We are focusing on European and German airports. The legal basis for using facial recognition at German airports is based on three different levels. The first level is represented by the General Data Protection Regulation (GDPR). The federal law of Germany is the second level, based on a law which is called “Bundesdatenschutzgesetz – neu”. The final level are the individual state laws of the two states that the relevant airports are located in. For example Frankfurt Airport is located in the state of Hesse, therefor the “Hessische Datenschutz- und Informationsgesetz” is applicable.

Those three sets of laws have to be considered when thinking about using biometric identification at airports. The principles of “Privacy be Design” are applicable. Privacy by design means the implementation of “[…] appropriate technical and organisational measures, such as pseudonymisation, which are designed to implement data-protection principles […] and to integrate the necessary safeguards […]” (Art. 25, No. 1, EU GDPR). Personal data has to be protected by the company processing it. This includes the act of protecting the data with adequate technical and organizational mechanisms as well as informing the data subject about further proceedings concerning their data. The security measures are enforced by potential legal actions against the companies and their employees, including but not limited to monetary fines and imprisonment.

Survey methology

A questionnaire was designed. The questionnaire consists of 16 questions, four of them being general to categorize the passengers and the rest being aimed specifically at the acceptance of biometric and facial recognition systems. One example for a general question deals with the purpose of the trip. For the part focused on facial recognition, different question types are included. One of them is a scale from one to six so that the passenger can rank their opinion. Another question is if the passenger would use facial recognition systems.

Passengers were approached directly between the shopping-area and the gates, trying to reach them in their dwell time. The data was collected on a digital device by the interviewers themselves where the questionnaire was made available in English and German to avoid language barriers. Certain guidelines were given by the airports, the conduction of the questionnaire could only be executed outside the gate areas at Frankfurt Airport whereas at Stuttgart Airport, passengers within the Non-Schengen area could not be addressed. The survey at Frankfurt airport resulted in a random sample size of 151 passengers. In Stuttgart, 202 passengers were interviewed. The corresponding questions comprised of general issues with biometric identification, aspects of the individual passenger journey as well as airport specific issues with facial recognition systems.

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Survey results

Regarding the purpose of travel of all interviewed passengers at both airports, there was a similar and almost half-and-half proportion of business and leisure travelers in relation to the total number of people interviewed. Therefore, business and leisure passengers were almost equally represented in both surveys. Furthermore, in both cases, more than half of all travelers departed less than two times during the past year from the respective airport. This shows that the results are dominated by infrequent flyers.

There is a visible correlation between passengers who have a rather positive opinion on biometric identification systems in general and passengers who had a rather positive attitude towards facial identification systems. The results indicate a preponderantly positive view on biometric systems among the survey participants.

Acceptance of facial recognition

Based on the IATA global survey results on biometric identification acceptance, the assumption was made that 70% of the interviewed respondents at both airports have a good or very good attitude towards facial recognition systems (cmp. IATA, 2018, p. 28).

Fundamentally, the broad majority of travelers are willing to use facial recognition systems at the airport Frankfurt & Stuttgart if available. However, it was found that the positive attitude towards facial recognition as a technology is less given than the willingness to use it. The perception of facial recognition is slightly less positive in Stuttgart as in Frankfurt.

After conducting the surveys and analyzing the corresponding results, it may be inferred that the business passengers’ acceptance is not significantly higher than that of leisure passengers

acceptance face recognition German airports

Positive Attidude

Even if fundamentally, the broad majority of travelers are willing to use facial recognition systems it was found that the positive attitude towards facial recognition as a technology is less given than the willingness to use it. The perception of facial recognition is slightly less positive than expected and as well is lower in Stuttgart than in Frankfurt.

face recognition at FRA

Data storage

Moreover, it was stated that passengers are more likely in favor storage of their biometric data locally at the airport instead of a centralized storage for all German or even European airports.

face recognition in STR

Age of passenger

The last thesis states that the proportion of passengers accepting facial recognition systems between the ages of 18 and 35 is significantly higher than the corresponding proportion of passengers aged 65 and above. Generally, the statement can be

acceptamce of biometrics and passenger age

Conclusons

The main question about the acceptance of facial recognition at German airports can be answered positive. The majority of passengers is in favor of the deployment. The acceptance rate of facial recognition in Germany as a technology was however not as high as IATA results showed globally. However, it must be mentioned that a majority of passengers would use facial recognition if it were available at the airport. In the future it is expected that facial recognition systems will be expanded significantly in the aviation industry. In the long run, this technology is not limited to the aviation industry, but can improve a variety of areas of daily life. Passenger acceptance will get even higher with pandemic health security topics. Bringing back trust in airtravel with a contactless journey will be one of the key issues in the near future of aviation.

Markus Pauly

Johannes Bestgen, Matthias Grimm, Leonard Nickel, Niklas Schäfer, Katharina Viethen, Aylin Yildiz, Daniel Zwingmann

Frankfurt University of Applied Sciences Fachbereich 3: Business and Law, Aviation Management (B.A.), Prof. Dr. Karsten Benz

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Further Sources:

IATA, 2018. GLOBAL PASSENGER SURVEY, 2018 REPORT, Montreal:

International Air Transport Association,

International Air Transport Association, 2019. IATA Global Passenger Survey – 2019 Highlights, s.l.: s.n.

Lohr, S., 2018. Facial Recognition Is Accurate, if You’re a White Guy. The New York Times.

McCartney, S., 2019. Are You Ready for Facial Recognition at the Airport?. The Wall Street Journal.